Form 4 for COMP Compass, Inc.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001563190-23-000194 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-06 | 2023-09-01+ | COMP | Hart Gregory M. | COO | S - Sale+OE | $3.60 | -73.8K | 732.8K | -9% | -$265.7K |
| D | 2023-09-06 | 2023-09-05 | COMP | Hart Gregory M. | COO | F - Tax | $3.62 | -27.2K | 774.7K | -3% | -$98.3K |
| D | 2023-09-06 | 2023-09-05 | COMP | Hart Gregory M. | COO | M - OptEx | $0.00 | +69.0K | 801.8K | +9% | $0 |
| DM | 2023-09-06 | 2023-09-05 | COMP | Hart Gregory M. | COO | M - OptEx | $0.00 | -69.0K | 155.3K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-01 | S | D | 49,208 | $3.60 | 757,406 | D | — | — | (F2) The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.51 to $3.75 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 2 | Common | Class A Common Stock | 2023-09-05 | S | D | 24,604 | $3.60 | 732,802 | D | — | — | (F3) The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.52 to $3.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Common | Class A Common Stock | 2023-09-05 | F | D | 27,165 | $3.62 | 774,669 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-09-05 | M | A | 69,032 | $0.00 | 801,834 | D | — | — | (F4) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-09-05 | M | D | 17,280 | $0.00 | 345,720 | D | — · — to — | 17,280 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F6) The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2023-09-05 | M | D | 51,752 | $0.00 | 155,258 | D | — · — to — | 51,752 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F7) The RSUs vest as to 25% of the shares on August 15, 2023 and quarterly thereafter, with 100% of the shares vested on May 15, 2024, subject to the reporting person's continuous service on each vesting date. |