Form 4 for COMP Compass, Inc.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-05 · accession 0001563190-23-000198 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-06 | 2023-09-05 | COMP | Wahlers Scott R. | CAO | F - Tax | $3.62 | -1,727 | 267.8K | -0.6% | -$6,252 |
| D | 2023-09-06 | 2023-09-05 | COMP | Wahlers Scott R. | CAO | M - OptEx | $0.00 | +3,380 | 269.5K | +1% | $0 |
| DM | 2023-09-06 | 2023-09-05 | COMP | Wahlers Scott R. | CAO | M - OptEx | $0.00 | -3,380 | 3,380 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-05 | F | D | 1,727 | $3.62 | 267,779 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-09-05 | M | A | 3,380 | $0.00 | 269,506 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-09-05 | M | D | 2,700 | $0.00 | 37,820 | D | — · — to — | 2,700 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-09-05 | M | D | 680 | $0.00 | 3,380 | D | — · — to — | 680 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |