Form 4 for COMP Compass, Inc.
Accepted 2023-10-05 00:00:00 ET · period of report 2023-10-03 · accession 0001563190-23-000210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-05 | 2023-10-03 | COMP | Serwin Bradley K | GC, Sec | F - Tax | $2.60 | -27.5K | 244.2K | -10% | -$71.4K |
| D | 2023-10-05 | 2023-10-03 | COMP | Serwin Bradley K | GC, Sec | M - OptEx | $0.00 | +79.4K | 271.6K | +41% | $0 |
| DM | 2023-10-05 | 2023-10-03 | COMP | Serwin Bradley K | GC, Sec | M - OptEx | $0.00 | -79.4K | 23.7K | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-10-03 | F | D | 27,458 | $2.60 | 244,178 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-10-03 | M | A | 79,397 | $0.00 | 271,636 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-10-03 | M | D | 33,786 | $0.00 | 67,574 | D | — · — to — | 33,786 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-10-03 | M | D | 33,786 | $0.00 | 67,574 | D | — · — to — | 33,786 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-10-03 | M | D | 11,825 | $0.00 | 23,651 | D | — · — to — | 11,825 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |