Form 4 for COMP Compass, Inc.
Accepted 2023-12-08 00:00:00 ET · period of report 2023-12-05 · accession 0001563190-23-000237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-08 | 2023-12-05 | COMP | Reelitz Kalani | CFO | M - OptEx | $0.00 | +420.0K | 466.1K | +910% | $0 |
| D | 2023-12-08 | 2023-12-05 | COMP | Reelitz Kalani | CFO | F - Tax | $2.56 | -141.4K | 324.8K | -30% | -$361.9K |
| DM | 2023-12-08 | 2023-12-05 | COMP | Reelitz Kalani | CFO | M - OptEx | $0.00 | -420.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-05 | M | A | 420,000 | $0.00 | 466,136 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Common | Class A Common Stock | 2023-12-05 | F | D | 141,359 | $2.56 | 324,777 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-12-05 | M | D | 400,000 | $0.00 | 1,200,000 | D | — · — to — | 400,000 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the reporting person's provision of service to the Issuer on each vesting date. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-12-05 | M | D | 20,000 | $0.00 | 0 | D | — · — to — | 20,000 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. |