Form 4 for COMP Compass, Inc.
Accepted 2024-07-05 00:00:00 ET · period of report 2024-07-03 · accession 0001563190-24-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-05 | 2024-07-03 | COMP | Wahlers Scott R. | CAO | F - Tax | $3.51 | -48.0K | 486.2K | -9% | -$168.4K |
| D | 2024-07-05 | 2024-07-03 | COMP | Wahlers Scott R. | CAO | M - OptEx | $0.00 | +94.0K | 534.1K | +21% | $0 |
| DM | 2024-07-05 | 2024-07-03 | COMP | Wahlers Scott R. | CAO | M - OptEx | $0.00 | -94.0K | 10.8K | -90% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-07-03 | F | D | 47,971 | $3.51 | 486,173 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-07-03 | M | A | 93,967 | $0.00 | 534,144 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2024-07-03 | M | D | 91,267 | $0.00 | 182,536 | D | — · — to — | 91,267 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F4) The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2024-07-03 | M | D | 2,700 | $0.00 | 10,810 | D | — · — to — | 2,700 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |