Form 4 for COMP Compass, Inc.
Accepted 2024-08-14 00:00:00 ET · period of report 2024-08-12 · accession 0001563190-24-000146 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-14 | 2024-08-12+ | COMP | Reffkin Robert L. | COB, CEO, Dir | S - Sale | $4.22 | -1.00M | 393.5K | -72% | -$4.22M |
| D | 2024-08-14 | 2024-08-13 | COMP | Reffkin Robert L. | COB, CEO, Dir | A - Grant | $0.00 | +578.9K | 972.3K | +147% | $0 |
| DI | 2024-08-14 | 2024-08-12 | COMP | Reffkin Robert L. | COB, CEO, Dir | S - Sale | $4.16 | -500.0K | 7.83M | -6% | -$2.08M |
| D | 2024-08-14 | 2024-08-13 | COMP | Reffkin Robert L. | COB, CEO, Dir | D - Sale to Iss | $0.00 | -578.9K | 14.63M | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-13 | S | D | 972,336 | $4.22 | 0 | D | — | — | (F5) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.3796 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2024-08-13 | A | A | 578,850 | $0.00 | 972,336 | D | — | — | (F4) Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. (F3) Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2024-08-12 | S | D | 500,000 | $4.16 | 7,828,116 | I | — | — | (F7) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.13 to $4.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2024-08-12 | S | D | 27,664 | $4.17 | 393,486 | D See Footnotes | — | — | (F2) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1308 to $4.21 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F8) Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust. |
| 5 | Derivative | Class C Common Stock | 2024-08-13 | D | D | 578,850 | $0.00 | 14,633,787 | D | — · — to — | 578,850 Class A Common Stock | (F3) Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock. (F4) Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time. |