Form 4 for RWT REDWOOD TRUST INC
Accepted 2026-05-27 17:01:32 ET · period of report 2026-05-26 · accession 0001564301-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-05-27 17:01 | 2026-05-26 | RWT | Debora Horvath D | Dir | M - OptEx | $5.28 | +20.7K | 149.0K | +16% | +$109.4K |
| D | 2026-05-27 17:01 | 2026-05-26 | RWT | Debora Horvath D | Dir | M - OptEx | $0.00 | -20.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-26 | M | A | 20,729 | $5.28 | 149,036.19 | I by Trust | — | — | (F1) This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. (F2) Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. |
| 2 | Derivative | Deferred Stock Units | 2026-05-26 | M | D | 20,729 | $0.00 | 0 | D | $6.03 · — to — | 0 Common Stock | (F3) Represents fair value of Deferred Stock Units, based on the original grant date fair market value. (F1) This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. (F1) This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. (F4) Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. (F5) No expiration date is applicable to deferred stock units. |