Form 4 for SCHW Charles Schwab Corporation
Accepted 2024-06-14 00:00:00 ET · period of report 2024-06-12 · accession 0001564429-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-14 | 2024-06-12 | SCHW | Clark Bernard J. | MD Head of Advisor Services | M - OptEx | $52.05 | +8,164 | 0 | New | +$424.9K |
| DI | 2024-06-14 | 2024-06-12 | SCHW | Clark Bernard J. | MD Head of Advisor Services | S - Sale+OE | $75.00 | -8,164 | 121.7K | -6% | -$612.3K |
| D | 2024-06-14 | 2024-06-12 | SCHW | Clark Bernard J. | MD Head of Advisor Services | M - OptEx | $0.00 | -8,164 | 44.3K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-12 | M | A | 8,164 | $52.05 | 0 | D by Trust | — | — | (F1) Reflects the contribution of 8,164 shares received upon exercise of the option to a trust. |
| 2 | Common | Common Stock | 2024-06-12 | S | D | 8,164 | $75.00 | 121,665.94 | I | — | — | |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2024-06-12 | M | D | 8,164 | $0.00 | 44,251 | D | $52.05 · — to 2028-03-01 | 8,164 Common Stock | (F4) The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. |