Form 4 for EFOI ENERGY FOCUS, INC/DE
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-16 · accession 0001564957-21-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-18 | 2021-08-16 | EFOI | Tu James | COB, CEO, Dir, 10% | P - Purchase | $2.70 | +5,000 | 249.9K | +2% | +$13.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | P | A | 5,000 | $2.70 | 249,851 | D | — | — | (F1) Mr. Tu directly owns 5,000 shares and has shared voting and dispositive power over 60,000 shares of common stock held by 5 Elements Global Fund L.P. ("Global Fund") and 184,851 shares of common stock held by Fusion Park LLC ("Fusion Park"). Global Fund and Fusion Park are controlled affiliates of Mr. Tu. |