Form 4 for UVSP UNIVEST FINANCIAL Corp
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001566245-23-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-17 | 2023-03-15 | UVSP | Keim Michael S | COO, Senior EVP | F - Tax | $24.88 | -3,331 | 48.7K | -6% | -$82.9K |
| D | 2023-03-17 | 2023-03-15 | UVSP | Keim Michael S | COO, Senior EVP | J - Other | $0.00 | +86 | 52.0K | +0.2% | $0 |
| DM | 2023-03-17 | 2023-03-15 | UVSP | Keim Michael S | COO, Senior EVP | M - OptEx | $0.00 | +11.6K | 51.9K | +29% | $0 |
| DM | 2023-03-17 | 2023-03-15 | UVSP | Keim Michael S | COO, Senior EVP | M - OptEx | $0.00 | -11.6K | 0 | -100% | $0 |
| DM | 2023-03-17 | 2023-03-15 | UVSP | Keim Michael S | COO, Senior EVP | A - Grant | $0.00 | +11.5K | 8,046 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common | 2023-03-15 | F | D | 3,331 | $24.88 | 48,657.08 | D | — | — | (F2) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. |
| 2 | Common | Common | 2023-03-15 | J | A | 86 | $0.00 | 51,988.08 | D | — | — | (F4) ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD. (F2) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. |
| 3 | Common | Common | 2023-03-15 | M | A | 887 | $0.00 | 43,288.08 | D | — | — | (F2) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 4 | Common | Common | 2023-03-15 | M | A | 827 | $0.00 | 42,401.08 | D | — | — | (F2) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 5 | Common | Common | 2023-03-15 | M | A | 1,231 | $0.00 | 41,574.08 | D | — | — | (F2) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 6 | Common | Common | 2023-03-15 | M | A | 8,614 | $0.00 | 51,902.08 | D | — | — | (F2) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. (F3) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. |
| 7 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 1,231 | $0.00 | 0 | D | — · 2021-03-15 to 2023-03-15 | 1,231 Common | (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 8 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 827 | $0.00 | 827 | D | — · 2022-03-15 to 2024-03-15 | 827 Common | (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. (F5) RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |
| 9 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 887 | $0.00 | 1,774 | D | — · 2023-03-15 to 2025-03-15 | 887 Common | (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. (F5) RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |
| 10 | Derivative | Restricted Stock Units | 2023-03-15 | A | A | 3,450 | $0.00 | 3,450 | D | — · 2024-03-15 to 2026-03-15 | 3,450 Common | (F6) EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. (F5) RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |
| 11 | Derivative | Performance Restricted Stock Units | 2023-03-15 | M | D | 8,614 | $0.00 | 0 | D | — · 2023-03-15 to 2023-03-15 | 8,614 Common | (F3) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. |
| 12 | Derivative | Performance Restricted Stock Units | 2023-03-15 | A | A | 8,046 | $0.00 | 8,046 | D | — · 2026-03-15 to 2026-03-15 | 8,046 Common | (F6) EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. (F7) THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. |