Form 4 for UVSP UNIVEST FINANCIAL Corp
Accepted 2024-09-19 00:00:00 ET · period of report 2024-09-17 · accession 0001566245-24-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-19 | 2024-09-17+ | UVSP | Keim Michael S | COO, Senior EVP | M - OptEx | $19.68 | +5,535 | 57.6K | +11% | +$108.9K |
| DM | 2024-09-19 | 2024-09-17+ | UVSP | Keim Michael S | COO, Senior EVP | S - Sale+OE | $28.65 | -5,535 | 55.7K | -9% | -$158.6K |
| DM | 2024-09-19 | 2024-09-17+ | UVSP | Keim Michael S | COO, Senior EVP | M - OptEx | $0.00 | -5,535 | 3,633 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common | 2024-09-18 | M | A | 3,633 | $19.68 | 59,312.08 | D | — | — | (F1) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. |
| 2 | Common | Common | 2024-09-18 | S | D | 3,633 | $28.76 | 55,679.08 | D | — | — | (F3) THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $28.275 TO $29.36, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO UNIVEST FINANCIAL CORPORATION, ANY SECURITY HOLDER OF UNIVEST FINANCIAL CORPORATION, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. (F1) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. |
| 3 | Common | Common | 2024-09-17 | S | D | 1,902 | $28.43 | 55,679.08 | D | — | — | (F1) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. (F2) THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $28.25 TO $28.59, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO UNIVEST FINANCIAL CORPORATION, ANY SECURITY HOLDER OF UNIVEST FINANCIAL CORPORATION, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. |
| 4 | Common | Common | 2024-09-17 | M | A | 1,902 | $19.68 | 57,581.08 | D | — | — | (F1) INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. |
| 5 | Derivative | Stock Options (Right to Buy) | 2024-09-18 | M | D | 3,633 | $0.00 | 0 | D | $19.68 · 2017-01-31 to 2026-01-31 | 3,633 Common | (F4) AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED. |
| 6 | Derivative | Stock Options (Right to Buy) | 2024-09-17 | M | D | 1,902 | $0.00 | 3,633 | D | $19.68 · 2017-01-31 to 2026-01-31 | 1,902 Common | (F4) AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED. |