Form 4 for RM Regional Management Corp.
Accepted 2026-04-17 17:18:25 ET · period of report 2026-04-15 · accession 0001567382-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-04-17 17:18 | 2026-04-15 | RM | Fisher Brian J. | EVP, Chief Strat, Dev Off | M - OptEx | $19.99 | +8,918 | 36.7K | +32% | +$178.3K |
| DT | 2026-04-17 17:18 | 2026-04-15 | RM | Fisher Brian J. | EVP, Chief Strat, Dev Off | F - Tax | $38.22 | -5,957 | 30.7K | -16% | -$227.7K |
| DT | 2026-04-17 17:18 | 2026-04-17 | RM | Fisher Brian J. | EVP, Chief Strat, Dev Off | S - Sale+OE | $38.95 | -2,961 | 27.7K | -10% | -$115.3K |
| DT | 2026-04-17 17:18 | 2026-04-15 | RM | Fisher Brian J. | EVP, Chief Strat, Dev Off | M - OptEx | $0.00 | -8,918 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-15 | M | A | 8,918 | $19.99 | 36,663 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025. |
| 2 | Common | Common Stock | 2026-04-15 | F | D | 5,957 | $38.22 | 30,706 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025. (F2) Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on April 15, 2026; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. (F3) Represents the closing market price of the issuer's common stock at the time of the option exercise on April 15, 2026. |
| 3 | Common | Common Stock | 2026-04-17 | S | D | 2,961 | $38.95 | 27,745 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2026-04-15 | M | D | 8,918 | $0.00 | 0 | D | $19.99 · — to 2027-03-15 | 8,918 Common Stock | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025. (F4) The option vested and became exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019. The option is now fully exercisable. |