Form 4 for MOD MODINE MANUFACTURING CO
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-30 · accession 0001567619-21-012852 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-01 | 2021-06-30 | MOD | Agen Brian Jon | VP, Human Resources | M - OptEx | $14.93 | +2,000 | 77.4K | +3% | +$29.9K |
| D | 2021-07-01 | 2021-06-30 | MOD | Agen Brian Jon | VP, Human Resources | S - Sale+OE | $16.50 | -1,894 | 75.5K | -2% | -$31.3K |
| D | 2021-07-01 | 2021-06-30 | MOD | Agen Brian Jon | VP, Human Resources | M - OptEx | $0.00 | -2,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2021-06-30 | M | A | 2,000 | $14.93 | 77,366 | D | — | — | (F1) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 2 | Common | Common stock | 2021-06-30 | S | D | 1,894 | $16.50 | 75,472 | D | — | — | (F2) Represents shares sold upon exercise of option in payment of exercise price pursuant to broker-assisted cashless exercise transaction. (F1) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 3 | Derivative | Employee stock option (Right to buy) | 2021-06-30 | M | D | 2,000 | $0.00 | 0 | D | $14.93 · — to 2021-07-21 | 2,000 Common stock | (F3) This option vested in four equal annual installments on July 21, 2011, 2012, 2013, and 2014. |