Form 4 for ZLAB Zai Lab Ltd
Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0001567619-21-012954 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-02 | 2021-07-01+ | ZLAB | Du Ying | COB, CEO, Dir | S - Sale+OE | $175.61 | -111.1K | 1.01M | -10% | -$19.51M |
| D | 2021-07-02 | 2021-07-01 | ZLAB | Du Ying | COB, CEO, Dir | M - OptEx | $0.6 | +111.1K | 1.12M | +11% | +$66.7K |
| D | 2021-07-02 | 2021-07-01 | ZLAB | Du Ying | COB, CEO, Dir | M - OptEx | $0.00 | +111.1K | 1.11M | +11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-07-01 | S | D | 41,277 | $174.05 | 1,078,487 | D | — | — | (F2) Reflects a weighted average sale price of $174.05 per share, at prices ranging from $173.68 to $174.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Ordinary Shares | 2021-07-01 | S | D | 6,670 | $175.16 | 1,071,817 | D | — | — | (F3) Reflects a weighted average sale price of $175.16 per share, at prices ranging from $174.70 to $175.68 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Ordinary Shares | 2021-07-01 | S | D | 4,411 | $176.04 | 1,067,406 | D | — | — | (F4) Reflects a weighted average sale price of $176.04 per share, at prices ranging from $175.70 to $176.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2021-07-01 | S | D | 8,758 | $177.14 | 1,058,648 | D | — | — | (F5) Reflects a weighted average sale price of $177.14 per share, at prices ranging from $176.76 to $177.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2021-07-01 | S | D | 21,877 | $178.22 | 1,036,771 | D | — | — | (F6) Reflects a weighted average sale price of $178.22 per share, at prices ranging from $177.79 to $178.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Ordinary Shares | 2021-07-01 | S | D | 865 | $178.83 | 1,035,906 | D | — | — | (F7) Reflects a weighted average sale price of $178.83 per share, at prices ranging from $178.80 to $178.89 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Ordinary Shares | 2021-07-02 | S | D | 14,394 | $174.97 | 1,021,512 | D | — | — | (F8) Reflects a weighted average sale price of $174.97 per share, at prices ranging from $174.36 to $175.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Ordinary Shares | 2021-07-02 | S | D | 11,849 | $175.55 | 1,009,663 | D | — | — | (F9) Reflects a weighted average sale price of $175.55 per share, at prices ranging from $175.36 to $176.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 9 | Common | Ordinary Shares | 2021-07-02 | S | D | 527 | $176.76 | 1,009,136 | D | — | — | (F10) Reflects a weighted average sale price of $176.76 per share, at prices ranging from $176.40 to $177.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Ordinary Shares | 2021-07-02 | S | D | 483 | $177.84 | 1,008,653 | D | — | — | (F11) Reflects a weighted average sale price of $177.84 per share, at prices ranging from $177.74 to $178.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Ordinary Shares | 2021-07-01 | M | A | 111,111 | $0.6 | 1,119,764 | D | — | — | |
| 12 | Derivative | Stock Options (Right to Buy) | 2021-07-01 | M | A | 111,111 | $0.00 | 1,111,387 | D | $0.6 · — to 2025-10-22 | 111,111 Ordinary Shares | (F12) The Stock Options fully vested as of October 22, 2020. |