Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-14 · accession 0001567619-21-013544 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-16 | 2021-07-14+ | LEVI | Haas Bradley J. | 10% | C - Cnv Deriv | $0.00 | +126.5K | 126.4K | New | $0 |
| DM | 2021-07-16 | 2021-07-14+ | LEVI | Haas Bradley J. | 10% | S - Sale | $29.80 | -126.5K | 0 | -100% | -$3.77M |
| DM | 2021-07-16 | 2021-07-14+ | LEVI | Haas Bradley J. | 10% | C - Cnv Deriv | $0.00 | -126.5K | 13.61M | -0.9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-15 | C | A | 28 | $0.00 | 28 | D | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 2 | Common | Class A Common Stock | 2021-07-14 | S | D | 126,426 | $29.80 | 0 | D | — | — | (F4) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $30.07 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. |
| 3 | Common | Class A Common Stock | 2021-07-14 | C | A | 126,426 | $0.00 | 126,426 | D | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Common | Class A Common Stock | 2021-07-15 | S | D | 28 | $30.04 | 0 | D | — | — | (F5) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.05 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. |
| 5 | Derivative | Class B Common Stock | 2021-07-14 | C | D | 126,426 | $0.00 | 13,608,908 | D | — · — to — | 126,426 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2021-07-15 | C | D | 28 | $0.00 | 13,608,880 | D | — · — to — | 28 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |