InsiderTrades

Form 4 for LEVI LEVI STRAUSS & CO

Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-14 · accession 0001567619-21-013547 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2021-07-16 2021-07-14+ LEVI Haas Peter E. Jr. 10% S - Sale $29.80 -345.3K 0 -100% -$10.29M
DMI 2021-07-16 2021-07-14+ LEVI Haas Peter E. Jr. 10% C - Cnv Deriv $0.00 +345.3K 345.3K New $0
DMI 2021-07-16 2021-07-14+ LEVI Haas Peter E. Jr. 10% C - Cnv Deriv $0.00 -345.3K 24.23M -1% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-07-14 S D 345,290 $29.80 0 I See Footnote — — (F5) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $30.07 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range. (F3) The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.
2 Common Class A Common Stock 2021-07-15 C A 51 $0.00 51 I See footnote — — (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.
3 Common Class A Common Stock 2021-07-15 S D 51 $30.04 0 I See Footnote — — (F6) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.05 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range. (F3) The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.
4 Common Class A Common Stock 2021-07-14 C A 345,290 $0.00 345,290 I See footnote — — (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.
5 Derivative Class B Common Stock 2021-07-15 C D 51 $0.00 24,228,400 I See Footnote — · — to — 51 Class A Common Stock (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.
6 Derivative Class B Common Stock 2021-07-14 C D 345,290 $0.00 24,228,451 I See Footnote — · — to — 345,290 Class A Common Stock (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.