Form 4 for VGZ VISTA GOLD CORP
Accepted 2021-08-02 00:00:00 ET · period of report 2021-07-30 · accession 0001567619-21-014272 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-02 | 2021-07-30 | VGZ | Tobler Douglas L. | CFO | M - OptEx | — | +11.9K | 102.7K | +13% | — |
| D | 2021-08-02 | 2021-07-30 | VGZ | Tobler Douglas L. | CFO | F - Tax | $0.91 | -5,215 | 97.5K | -5% | -$4,746 |
| D | 2021-08-02 | 2021-07-30 | VGZ | Tobler Douglas L. | CFO | M - OptEx | $0.00 | -11.9K | 24.5K | -33% | $0 |
| D | 2021-08-02 | 2021-07-30 | VGZ | Tobler Douglas L. | CFO | D - Sale to Iss | $0.00 | -18.8K | 5,667 | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-07-30 | M | A | 11,880 | — | 102,686 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). |
| 2 | Common | Common Shares | 2021-07-30 | F | D | 5,215 | $0.91 | 97,471 | D | — | — | (F2) Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 11,880 restricted stock units granted to the reporting person on July 30, 2019. |
| 3 | Derivative | Restricted Stock Units | 2021-07-30 | M | D | 11,880 | $0.00 | 24,454 | D | $0.00 · — to 2022-07-30 | 11,880 Common Shares | (F3) The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs occurs over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occured on 7/30/2021; vesting was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria. (F1) Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). |
| 4 | Derivative | Restricted Stock Units (Common Shares) | 2021-07-30 | D | D | 18,787 | $0.00 | 5,667 | D | $0.00 · — to 2022-07-30 | 18,787 Common Shares | (F1) Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). (F3) The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs occurs over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occured on 7/30/2021; vesting was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria. |