Form 4 for ESQ Esquire Financial Holdings, Inc.
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-02 · accession 0001567619-21-014322 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-03 | 2021-08-02 | ESQ | ZISES SELIG | Dir | M - OptEx | $12.50 | +34.7K | 202.1K | +21% | +$433.5K |
| D | 2021-08-03 | 2021-08-02 | ESQ | ZISES SELIG | Dir | F - Tax | $24.00 | -18.1K | 184.1K | -9% | -$433.5K |
| D | 2021-08-03 | 2021-08-02 | ESQ | ZISES SELIG | Dir | M - OptEx | $0.00 | -34.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 34,681 | $12.50 | 202,121 | D | — | — | (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024. |
| 2 | Common | Common Stock | 2021-08-02 | F | D | 18,063 | $24.00 | 184,058 | D | — | — | (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024. |
| 3 | Derivative | Stock Options | 2021-08-02 | M | D | 34,681 | $0.00 | 0 | D | $12.50 · 2016-09-01 to 2025-09-01 | 34,681 Common Stock | (F3) Stock options are fully vested. |