Form 4 for ZLAB Zai Lab Ltd
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-02 · accession 0001567619-21-014370 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-03 | 2021-08-02+ | ZLAB | Du Ying | COB, CEO, Dir | S - Sale+OE | $144.99 | -111.1K | 1.03M | -10% | -$16.11M |
| D | 2021-08-03 | 2021-08-02 | ZLAB | Du Ying | COB, CEO, Dir | M - OptEx | $0.6 | +111.1K | 1.12M | +11% | +$66.7K |
| D | 2021-08-03 | 2021-08-02 | ZLAB | Du Ying | COB, CEO, Dir | M - OptEx | $0.00 | -111.1K | 1.00M | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-08-03 | S | D | 381 | $141.78 | 1,034,489 | D | — | — | (F9) Reflects a weighted average sale price of $141.78 per share, at prices ranging from $141.39 to $142.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Ordinary Shares | 2021-08-02 | S | D | 3,072 | $145.83 | 1,116,649 | D | — | — | (F8) Reflects a weighted average sale price of $145.83 per share, at prices ranging from $145.73 to $146.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Ordinary Shares | 2021-08-03 | S | D | 1,396 | $144.71 | 1,032,130 | D | — | — | (F11) Reflects a weighted average sale price of $144.71 per share, at prices ranging from $144.09 to $145.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2021-08-03 | S | D | 5,338 | $145.75 | 1,026,792 | D | — | — | (F12) Reflects a weighted average sale price of $145.75 per share, at prices ranging from $145.18 to $146.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2021-08-03 | S | D | 12,963 | $146.68 | 1,013,829 | D | — | — | (F13) Reflects a weighted average sale price of $146.68 per share, at prices ranging from $146.22 to $147.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Ordinary Shares | 2021-08-03 | S | D | 5,126 | $147.64 | 1,008,703 | D | — | — | (F14) Reflects a weighted average sale price of $147.64 per share, at prices ranging from $147.23 to $148.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Ordinary Shares | 2021-08-03 | S | D | 50 | $148.24 | 1,008,653 | D | — | — | |
| 8 | Common | Ordinary Shares | 2021-08-03 | S | D | 963 | $143.39 | 1,033,526 | D | — | — | (F10) Reflects a weighted average sale price of $143.39 per share, at prices ranging from $143.06 to $143.90 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 9 | Common | Ordinary Shares | 2021-08-02 | M | A | 111,111 | $0.6 | 1,116,649 | D | — | — | |
| 10 | Common | Ordinary Shares | 2021-08-02 | S | D | 3,115 | $139.62 | 1,114,598 | D | — | — | (F2) Reflects a weighted average sale price of $139.62 per share, at prices ranging from $139.19 to $140.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Ordinary Shares | 2021-08-02 | S | D | 2,051 | $140.68 | 1,112,573 | D | — | — | (F3) Reflects a weighted average sale price of $140.68 per share, at prices ranging from $140.29 to $141.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Ordinary Shares | 2021-08-02 | S | D | 2,025 | $141.73 | 1,108,530 | D | — | — | (F4) Reflects a weighted average sale price of $141.73 per share, at prices ranging from $141.33 to $142.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 13 | Common | Ordinary Shares | 2021-08-02 | S | D | 4,043 | $143.30 | 1,098,347 | D | — | — | (F5) Reflects a weighted average sale price of $143.30 per share, at prices ranging from $142.66 to $143.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 14 | Common | Ordinary Shares | 2021-08-02 | S | D | 10,183 | $144.09 | 1,037,942 | D | — | — | (F6) Reflects a weighted average sale price of $144.09 per share, at prices ranging from $143.69 to $144.69 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 15 | Common | Ordinary Shares | 2021-08-02 | S | D | 60,405 | $145.14 | 1,034,870 | D | — | — | (F7) Reflects a weighted average sale price of $145.14 per share, at prices ranging from $144.70 to $145.69 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 16 | Derivative | Stock Options (Right to Buy) | 2021-08-02 | M | D | 111,111 | $0.00 | 1,000,276 | D | $0.6 · — to 2025-10-22 | 111,111 Ordinary Shares | (F15) The Stock Options fully vested as of October 22, 2020. |