Form 4 for LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Accepted 2021-08-10 00:00:00 ET · period of report 2021-08-08 · accession 0001567619-21-014909 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-10 | 2021-08-08 | LIND | Lindblad Sven-Olof | Dir, 10% | A - Grant | $0.00 | +5,655 | 12.71M | +0.0% | $0 |
| D | 2021-08-10 | 2021-03-29 | LIND | Lindblad Sven-Olof | Dir, 10% | M - OptEx | $0.00 | +8,442 | 8,443 | +844,200% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Units | 2021-08-08 | A | A | 5,655 | $0.00 | 12,711,363 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2021-03-29 | M | A | 8,442 | $0.00 | 8,443 | D | — · — to — | 8,442 Common Stock | (F1) Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service. (F2) The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. |