Form 4 for RM Regional Management Corp.
Accepted 2021-08-11 00:00:00 ET · period of report 2021-08-09 · accession 0001567619-21-015108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-08-11 | 2021-08-09+ | RM | BASSWOOD FINANCIAL FUND, L.P. | Dir, 10%, Dir-by-Deputization | S - Sale | $57.78 | -18.9K | 45.4K | -29% | -$1.09M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.10 per share ("Common Stock") | 2021-08-09 | S | D | 2,030 | $58.34 | 928,179 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F2) Notes are included on Exhibit 99.1 hereto. |
| 2 | Common | Common Stock | 2021-08-09 | S | D | 1,144 | $58.34 | 230,777 | I See footnotes | — | — | (F3) Notes are included on Exhibit 99.1 hereto. (F1) Notes are included on Exhibit 99.1 hereto. |
| 3 | Common | Common Stock | 2021-08-09 | S | D | 46 | $58.34 | 5,127 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F4) Notes are included on Exhibit 99.1 hereto. |
| 4 | Common | Common Stock | 2021-08-09 | S | D | 457 | $58.34 | 90,312 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F5) Notes are included on Exhibit 99.1 hereto. |
| 5 | Common | Common Stock | 2021-08-10 | S | D | 854 | $57.64 | 44,503 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F6) Notes are included on Exhibit 99.1 hereto. |
| 6 | Common | Common Stock | 2021-08-10 | S | D | 7,809 | $57.64 | 920,370 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F2) Notes are included on Exhibit 99.1 hereto. |
| 7 | Common | Common Stock | 2021-08-10 | S | D | 4,401 | $57.64 | 226,376 | I See footnotes | — | — | (F3) Notes are included on Exhibit 99.1 hereto. (F1) Notes are included on Exhibit 99.1 hereto. |
| 8 | Common | Common Stock | 2021-08-10 | S | D | 177 | $57.64 | 4,950 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F4) Notes are included on Exhibit 99.1 hereto. |
| 9 | Common | Common Stock | 2021-08-10 | S | D | 1,759 | $57.64 | 88,553 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F5) Notes are included on Exhibit 99.1 hereto. |
| 10 | Common | Common Stock | 2021-08-09 | S | D | 223 | $58.34 | 45,357 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F6) Notes are included on Exhibit 99.1 hereto. |