Form 4 for CDXS CODEXIS, INC.
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-10 · accession 0001567619-21-015262 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-12 | 2021-08-10 | CDXS | KELLEY BERNARD J | Dir | S - Sale+OE | $25.84 | -20.0K | 206.1K | -9% | -$516.8K |
| D | 2021-08-12 | 2021-08-10 | CDXS | KELLEY BERNARD J | Dir | M - OptEx | $3.62 | -20.0K | 226.1K | -8% | -$72.4K |
| D | 2021-08-12 | 2021-08-10 | CDXS | KELLEY BERNARD J | Dir | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-10 | S | D | 20,000 | $25.84 | 206,136 | D | — | — | (F1) The shares were sold in multiple transactions at per share prices ranging from $25.545 to $26.21. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-08-10 | M | D | 20,000 | $3.62 | 226,136 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-08-10 | M | D | 20,000 | $0.00 | 0 | D | $3.62 · 2013-06-06 to 2022-06-05 | 20,000 Common Stock |