Form 4 for RM Regional Management Corp.
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-11 · accession 0001567619-21-015567 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-08-13 | 2021-08-11+ | RM | BASSWOOD OPPORTUNITY FUND INC | Dir, 10%, Dir-by-Deputization | S - Sale | $56.95 | -27.9K | 906.4K | -3% | -$1.59M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-13 | S | D | 3,221 | $56.62 | 217,821 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F3) Notes are included on Exhibit 99.1 hereto. |
| 2 | Common | Common Stock | 2021-08-13 | S | D | 149 | $56.62 | 4,580 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F4) Notes are included on Exhibit 99.1 hereto. |
| 3 | Common | Common Stock | 2021-08-13 | S | D | 1,301 | $56.62 | 85,116 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F5) Notes are included on Exhibit 99.1 hereto. |
| 4 | Common | Common Stock | 2021-08-13 | S | D | 585 | $56.62 | 42,895 | I See footnotes | — | — | (F6) Notes are included on Exhibit 99.1 hereto. (F1) Notes are included on Exhibit 99.1 hereto. |
| 5 | Common | Common Stock, par value $0.10 per share ("Common Stock") | 2021-08-11 | S | D | 7,808 | $57.16 | 912,562 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F2) Notes are included on Exhibit 99.1 hereto. |
| 6 | Common | Common Stock | 2021-08-11 | S | D | 4,401 | $57.16 | 221,975 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F3) Notes are included on Exhibit 99.1 hereto. |
| 7 | Common | Common Stock | 2021-08-11 | S | D | 178 | $57.16 | 4,772 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F4) Notes are included on Exhibit 99.1 hereto. |
| 8 | Common | Common Stock | 2021-08-11 | S | D | 1,759 | $57.16 | 86,794 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F5) Notes are included on Exhibit 99.1 hereto. |
| 9 | Common | Common Stock | 2021-08-11 | S | D | 854 | $57.16 | 43,649 | I See footnotes | — | — | (F6) Notes are included on Exhibit 99.1 hereto. (F1) Notes are included on Exhibit 99.1 hereto. |
| 10 | Common | Common Stock | 2021-08-12 | S | D | 1,374 | $57.00 | 911,188 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F2) Notes are included on Exhibit 99.1 hereto. |
| 11 | Common | Common Stock | 2021-08-12 | S | D | 169 | $57.00 | 43,480 | I See footnotes | — | — | (F6) Notes are included on Exhibit 99.1 hereto. (F1) Notes are included on Exhibit 99.1 hereto. |
| 12 | Common | Common Stock | 2021-08-12 | S | D | 43 | $57.00 | 4,729 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F4) Notes are included on Exhibit 99.1 hereto. |
| 13 | Common | Common Stock | 2021-08-12 | S | D | 377 | $57.00 | 86,417 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F5) Notes are included on Exhibit 99.1 hereto. |
| 14 | Common | Common Stock | 2021-08-12 | S | D | 933 | $57.00 | 221,042 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F3) Notes are included on Exhibit 99.1 hereto. |
| 15 | Common | Common Stock | 2021-08-13 | S | D | 4,744 | $56.62 | 906,444 | I See footnotes | — | — | (F1) Notes are included on Exhibit 99.1 hereto. (F2) Notes are included on Exhibit 99.1 hereto. |