Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-24 · accession 0001567619-21-016375 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-26 | 2021-08-24 | FCEL | Few Jason | CEO, Dir | F - Tax | $6.27 | -3,912 | 30.7K | -11% | -$24.5K |
| D | 2021-08-26 | 2021-08-24 | FCEL | Few Jason | CEO, Dir | M - OptEx | $0.00 | +12.5K | 34.6K | +56% | $0 |
| D | 2021-08-26 | 2021-08-24 | FCEL | Few Jason | CEO, Dir | M - OptEx | $0.00 | -12.5K | 25.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-24 | F | D | 3,912 | $6.27 | 30,704 | D | — | — | (F2) Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. |
| 2 | Common | Common Stock | 2021-08-24 | M | A | 12,482 | $0.00 | 34,616 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 3 | Derivative | Employee Restricted Stock Unit | 2021-08-24 | M | D | 12,482 | $0.00 | 24,964 | D | $0.00 · — to — | 12,482 Common Stock | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F3) On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |