Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-24 · accession 0001567619-21-016377 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-26 | 2021-08-24 | FCEL | Lisowski Michael | EVP, COO | F - Tax | $6.27 | -1,722 | 6,232 | -22% | -$10.8K |
| D | 2021-08-26 | 2021-08-24 | FCEL | Lisowski Michael | EVP, COO | M - OptEx | $0.00 | +5,492 | 7,954 | +223% | $0 |
| D | 2021-08-26 | 2021-08-24 | FCEL | Lisowski Michael | EVP, COO | M - OptEx | $0.00 | -5,492 | 11.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-24 | F | D | 1,722 | $6.27 | 6,232 | D | — | — | (F2) Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. |
| 2 | Common | Common Stock | 2021-08-24 | M | A | 5,492 | $0.00 | 7,954 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. |
| 3 | Derivative | Employee Restricted Stock Unit | 2021-08-24 | M | D | 5,492 | $0.00 | 10,985 | D | $0.00 · — to — | 5,492 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. (F3) On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |