Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-24 · accession 0001567619-21-016379 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-26 | 2021-08-24 | FCEL | Bishop Michael S. | EVP, CFO, Treas | F - Tax | $6.27 | -1,956 | 28.8K | -6% | -$12.3K |
| D | 2021-08-26 | 2021-08-24 | FCEL | Bishop Michael S. | EVP, CFO, Treas | M - OptEx | $0.00 | +6,241 | 30.7K | +25% | $0 |
| D | 2021-08-26 | 2021-08-24 | FCEL | Bishop Michael S. | EVP, CFO, Treas | M - OptEx | $0.00 | -6,241 | 12.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-24 | F | D | 1,956 | $6.27 | 28,761 | D | — | — | (F2) Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. |
| 2 | Common | Common Stock | 2021-08-24 | M | A | 6,241 | $0.00 | 30,717 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 3 | Derivative | Employee Restricted Stock Unit | 2021-08-24 | M | D | 6,241 | $0.00 | 12,482 | D | $0.00 · — to — | 6,241 Common Stock | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F3) On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |