Form 4 for ZLAB Zai Lab Ltd
Accepted 2021-08-26 00:00:00 ET · period of report 2021-08-25 · accession 0001567619-21-016385 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-26 | 2021-08-25 | ZLAB | Fu Tao | Pres, COO, Dir | S - Sale+OE | $143.03 | -10.0K | 215.4K | -4% | -$1.43M |
| D | 2021-08-26 | 2021-08-25 | ZLAB | Fu Tao | Pres, COO, Dir | M - OptEx | $18.92 | +10.0K | 217.0K | +5% | +$189.2K |
| D | 2021-08-26 | 2021-08-25 | ZLAB | Fu Tao | Pres, COO, Dir | M - OptEx | $0.00 | -10.0K | 430.0K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-08-25 | S | D | 200 | $144.51 | 207,000 | D | — | — | (F5) Reflects a weighted average sale price of $144.51 per share, at prices ranging from $144.45 to $144.56 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Ordinary Shares | 2021-08-25 | M | A | 10,000 | $18.92 | 217,000 | D | — | — | |
| 3 | Common | Ordinary Shares | 2021-08-25 | S | D | 3,894 | $143.76 | 207,200 | D | — | — | (F4) Reflects a weighted average sale price of $143.76 per share, at prices ranging from $143.32 to $144.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2021-08-25 | S | D | 4,306 | $142.71 | 211,094 | D | — | — | (F3) Reflects a weighted average sale price of $142.71 per share, at prices ranging from $142.21 to $143.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2021-08-25 | S | D | 1,600 | $141.92 | 215,400 | D | — | — | (F2) Reflects a weighted average sale price of $141.92 per share, at prices ranging from $141.20 to $142.16 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Stock Options (Right to Buy) | 2021-08-25 | M | D | 10,000 | $0.00 | 430,000 | D | $18.92 · — to 2028-09-24 | 10,000 Ordinary Shares | (F7) The Stock Options vest in equal annual installments over five years beginning on 09/24/2019, the first anniversary of the date of grant. |