Form 4 for ZLAB Zai Lab Ltd
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001567619-21-016760 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-03 | 2021-09-01+ | ZLAB | Du Ying | COB, CEO, Dir | S - Sale+OE | $145.80 | -81.3K | 1.12M | -7% | -$11.86M |
| D | 2021-09-03 | 2021-09-01 | ZLAB | Du Ying | COB, CEO, Dir | M - OptEx | $0.6 | +111.1K | 1.12M | +11% | +$66.7K |
| D | 2021-09-03 | 2021-09-01 | ZLAB | Du Ying | COB, CEO, Dir | M - OptEx | $0.00 | -111.1K | 889.2K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-09-01 | S | D | 6,933 | $147.63 | 1,095,266 | D | — | — | (F6) Reflects a weighted average sale price of $147.63 per share, at prices ranging from $147.28 to $148.15 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Ordinary Shares | 2021-09-01 | S | D | 3,769 | $148.77 | 1,091,497 | D | — | — | (F7) Reflects a weighted average sale price of $148.77 per share, at prices ranging from $148.35 to $149.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Ordinary Shares | 2021-09-01 | S | D | 176 | $149.63 | 1,091,321 | D | — | — | (F8) Reflects a weighted average sale price of $149.63 per share, at prices ranging from $149.58 to $149.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2021-09-02 | S | D | 7,251 | $144.73 | 1,084,070 | D | — | — | (F9) Reflects a weighted average sale price of $144.73 per share, at prices ranging from $144.15 to $145.15 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2021-09-02 | S | D | 11,859 | $145.85 | 1,072,211 | D | — | — | (F10) Reflects a weighted average sale price of $145.85 per share, at prices ranging from $145.17 to $146.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Ordinary Shares | 2021-09-02 | S | D | 8,571 | $146.35 | 1,063,640 | D | — | — | (F11) Reflects a weighted average sale price of $146.35 per share, at prices ranging from $146.18 to $147.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Ordinary Shares | 2021-09-02 | S | D | 1,057 | $147.75 | 1,062,583 | D | — | — | (F12) Reflects a weighted average sale price of $147.75 per share, at prices ranging from $147.27 to $148.27 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Ordinary Shares | 2021-09-03 | S | D | 6,083 | $143.94 | 1,056,500 | D | — | — | (F13) Reflects a weighted average sale price of $143.94 per share, at prices ranging from $143.32 to $144.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 9 | Common | Ordinary Shares | 2021-09-03 | S | D | 7,373 | $144.84 | 1,049,127 | D | — | — | (F14) Reflects a weighted average sale price of $144.84 per share, at prices ranging from $144.37 to $145.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Ordinary Shares | 2021-09-03 | S | D | 9,441 | $145.70 | 1,039,686 | D | — | — | (F15) Reflects a weighted average sale price of $145.70 per share, at prices ranging from $145.38 to $146.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Ordinary Shares | 2021-09-03 | S | D | 1,248 | $146.55 | 1,038,438 | D | — | — | (F16) Reflects a weighted average sale price of $146.55 per share, at prices ranging from $146.39 to $146.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Ordinary Shares | 2021-09-01 | S | D | 6,826 | $146.96 | 1,102,199 | D | — | — | (F5) Reflects a weighted average sale price of $146.96 per share, at prices ranging from $146.27 to $147.27 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 13 | Common | Ordinary Shares | 2021-09-01 | S | D | 1,882 | $145.92 | 1,109,025 | D | — | — | (F4) Reflects a weighted average sale price of $145.92 per share, at prices ranging from $145.24 to $146.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 14 | Common | Ordinary Shares | 2021-09-01 | S | D | 4,691 | $144.62 | 1,110,907 | D | — | — | (F3) Reflects a weighted average sale price of $144.62 per share, at prices ranging from $144.09 to $145.01 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 15 | Common | Ordinary Shares | 2021-09-01 | M | A | 111,111 | $0.6 | 1,119,764 | D | — | — | |
| 16 | Common | Ordinary Shares | 2021-09-01 | S | D | 4,166 | $143.77 | 1,115,598 | D | — | — | (F2) Reflects a weighted average sale price of $143.77 per share, at prices ranging from $143.07 to $144.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 17 | Derivative | Stock Options (Right to Buy) | 2021-09-01 | M | D | 111,111 | $0.00 | 889,165 | D | $0.6 · — to 2025-10-22 | 111,111 Ordinary Shares | (F17) The Stock Options fully vested as of October 22, 2020. |