Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2021-09-14 00:00:00 ET · period of report 2021-09-12 · accession 0001567619-21-017044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-14 | 2021-09-12 | HNNA | HENNESSY NEIL J | CEO, Dir, 10% | F - Tax | $9.89 | -1,952 | 2.06M | -0.1% | -$19.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-12 | F | D | 1,951.50 | $9.89 | 2,059,494 | D | — | — |