Form 4 for ANNX Annexon, Inc.
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001567619-21-017165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-15 | 2021-09-13 | ANNX | Lew Jennifer | EVP, CFO | S - Sale+OE | $20.01 | -3,500 | 2,000 | -64% | -$70.0K |
| D | 2021-09-15 | 2021-09-13 | ANNX | Lew Jennifer | EVP, CFO | M - OptEx | $7.49 | +3,500 | 5,500 | +175% | +$26.2K |
| D | 2021-09-15 | 2021-09-13 | ANNX | Lew Jennifer | EVP, CFO | M - OptEx | $0.00 | -3,500 | 143.8K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-13 | S | D | 3,500 | $20.01 | 2,000 | D | — | — | (F2) This transaction was executed in multiple trades in prices ranging from $20.00 to $20.06, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-09-13 | M | A | 3,500 | $7.49 | 5,500 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-09-13 | M | D | 3,500 | $0.00 | 143,793 | D | $7.49 · — to 2029-06-20 | 3,500 Common Stock | (F3) 25% of the shares subject to the option vest on the first anniversary measured from June 3, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |