Form 4 for ANNX Annexon, Inc.
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001567619-21-017166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-15 | 2021-09-13 | ANNX | Yednock Ted | EVP, CSO | S - Sale+OE | $20.00 | -16.2K | 0 | -100% | -$323.8K |
| DM | 2021-09-15 | 2021-09-13 | ANNX | Yednock Ted | EVP, CSO | M - OptEx | $1.68 | +16.2K | 15.0K | New | +$27.2K |
| DM | 2021-09-15 | 2021-09-13 | ANNX | Yednock Ted | EVP, CSO | M - OptEx | $0.00 | -16.2K | 67.9K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-13 | S | D | 16,190 | $20.00 | 0 | D | — | — | (F2) This transaction was executed in multiple trades in prices ranging from $20.00 to $20.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-09-13 | M | A | 1,190 | $5.11 | 16,190 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-13 | M | A | 15,000 | $1.41 | 15,000 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-09-13 | M | D | 15,000 | $0.00 | 10,615 | D | $1.41 · — to 2025-01-22 | 15,000 Common Stock | (F3) The shares subject to the option vest are fully vested and exercisable. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-09-13 | M | D | 1,190 | $0.00 | 67,939 | D | $5.11 · — to 2029-01-22 | 1,190 Common Stock | (F4) 1/48th of the shares subject to the option vest on each monthly anniversary measured from December 12, 2018 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |