Form 4 for ZLAB Zai Lab Ltd
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-15 · accession 0001567619-21-017211 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-16 | 2021-09-15 | ZLAB | Fu Tao | Pres, COO, Dir | S - Sale+OE | $127.86 | -9,900 | 209.3K | -5% | -$1.27M |
| D | 2021-09-16 | 2021-09-15 | ZLAB | Fu Tao | Pres, COO, Dir | M - OptEx | $18.92 | +10.0K | 217.5K | +5% | +$189.2K |
| D | 2021-09-16 | 2021-09-15 | ZLAB | Fu Tao | Pres, COO, Dir | M - OptEx | $0.00 | -10.0K | 420.0K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-09-15 | S | D | 1,300 | $132.25 | 208,000 | D | — | — | (F7) Reflects a weighted average sale price of $132.25 per share, at prices ranging from $131.66 to $132.66 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Ordinary Shares | 2021-09-15 | S | D | 1,978 | $124.98 | 215,522 | D | — | — | (F2) Reflects a weighted average sale price of $124.98 per share, at prices ranging from $124.54 to $125.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Ordinary Shares | 2021-09-15 | S | D | 3,100 | $125.96 | 212,422 | D | — | — | (F3) Reflects a weighted average sale price of $125.96 per share, at prices ranging from $125.66 to $126.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2021-09-15 | S | D | 1,541 | $128.33 | 210,881 | D | — | — | (F4) Reflects a weighted average sale price of $128.33 per share, at prices ranging from $127.81 to $128.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2021-09-15 | S | D | 1,007 | $129.29 | 209,874 | D | — | — | (F5) Reflects a weighted average sale price of $129.29 per share, at prices ranging from $128.84 to $129.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Ordinary Shares | 2021-09-15 | S | D | 400 | $133.07 | 207,600 | D | — | — | (F8) Reflects a weighted average sale price of $133.07 per share, at prices ranging from $132.74 to $133.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Ordinary Shares | 2021-09-15 | M | A | 10,000 | $18.92 | 217,500 | D | — | — | |
| 8 | Common | Ordinary Shares | 2021-09-15 | S | D | 574 | $130.64 | 209,300 | D | — | — | (F6) Reflects a weighted average sale price of $130.64 per share, at prices ranging from $130.33 to $131.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 9 | Derivative | Stock Options (Right to Buy) | 2021-09-15 | M | D | 10,000 | $0.00 | 420,000 | D | $18.92 · — to 2028-09-24 | 10,000 Ordinary Shares | (F10) The Stock Options vest in equal annual installments over five years beginning on 09/24/2019, the first anniversary of the date of grant. |