Form 4 for ARDC Ares Dynamic Credit Allocation Fund, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001567619-21-017229 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-09-17 | 2021-09-15 | ARDC | SUN LIFE FINANCIAL INC | 10% | P - Purchase | $25.00 | +320.0K | 560.0K | +133% | +$8.00M |
| 2021-09-17 | 2021-09-15 | ARDC | SUN LIFE FINANCIAL INC | 10% | P - Purchase | $25.00 | +320.0K | 560.0K | +133% | +$8.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series C Mandatory Redeemable Preferred Stock | 2021-09-15 | P | A | 320,000 | $25.00 | 560,000 | I | — | — | |
| 2 | Common | Series C Mandatory Redeemable Preferred Stock | 2021-09-15 | P | A | 320,000 | $25.00 | 560,000 | D See Footnote 1. | — | — | (F1) Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. |