Form 4 for ANNX Annexon, Inc.
Accepted 2021-09-20 00:00:00 ET · period of report 2021-09-16 · accession 0001567619-21-017366 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-20 | 2021-09-16 | ANNX | Love Douglas | Pres, CEO, Dir | M - OptEx | $1.41 | +7,500 | 7,500 | New | +$10.6K |
| D | 2021-09-20 | 2021-09-16 | ANNX | Love Douglas | Pres, CEO, Dir | S - Sale+OE | $22.05 | -7,500 | 0 | -100% | -$165.4K |
| D | 2021-09-20 | 2021-09-16 | ANNX | Love Douglas | Pres, CEO, Dir | M - OptEx | $0.00 | -7,500 | 38.0K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-16 | M | A | 7,500 | $1.41 | 7,500 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-16 | S | D | 7,500 | $22.05 | 0 | D | — | — | (F2) This transaction was executed in multiple trades in prices ranging from $22.00 to $22.26, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-09-16 | M | D | 7,500 | $0.00 | 37,994 | D | $1.41 · — to 2025-01-22 | 7,500 Common Stock | (F3) The shares subject to the option are fully vested and exercisable. |