Form 4 for RELY Remitly Global, Inc.
Accepted 2021-09-29 00:00:00 ET · period of report 2021-09-27 · accession 0001567619-21-017628 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-09-29 | 2021-09-27 | RELY | FOX KENNETH A | 10% | C - Cnv Deriv | — | +18.49M | 15.69M | New | — |
| DMI | 2021-09-29 | 2021-09-27 | RELY | FOX KENNETH A | 10% | C - Cnv Deriv | $0.00 | -18.50M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-27 | C | A | 335,762 | — | 18,132,274 | I See Footnote | — | — | (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. (F2) See Exhibit 99.1. |
| 2 | Common | Common Stock | 2021-09-27 | C | A | 749,298 | — | 900,050 | I See Footnote | — | — | (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. (F2) See Exhibit 99.1. |
| 3 | Common | Common Stock | 2021-09-27 | C | A | 35,895 | — | 150,752 | I See Footnote | — | — | (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. (F2) See Exhibit 99.1. |
| 4 | Common | Common Stock | 2021-09-27 | C | A | 475,179 | — | 18,607,453 | I See Footnote | — | — | (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. (F2) See Exhibit 99.1. |
| 5 | Common | Common Stock | 2021-09-27 | C | A | 2,110,038 | — | 17,796,512 | I See Footnote | — | — | (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. (F2) See Exhibit 99.1. |
| 6 | Common | Common Stock | 2021-09-27 | C | A | 14,786,424 | — | 15,686,474 | I See Footnote | — | — | (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. (F2) See Exhibit 99.1. |
| 7 | Derivative | Series E Convertible Preferred Stock | 2021-09-27 | C | D | 335,762 | $0.00 | 0 | I See Footnote | — · — to — | 335,762 Common Stock | (F2) See Exhibit 99.1. (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. |
| 8 | Derivative | Series D Convertible Preferred Stock | 2021-09-27 | C | D | 2,110,038 | $0.00 | 0 | I See Footnote | — · — to — | 2,110,038 Common Stock | (F2) See Exhibit 99.1. (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. |
| 9 | Derivative | Series C Convertible Preferred Stock | 2021-09-27 | C | D | 14,786,424 | $0.00 | 0 | I See Footnote | — · — to — | 14,786,424 Common Stock | (F2) See Exhibit 99.1. (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. |
| 10 | Derivative | Series F Convertible Preferred Stock | 2021-09-27 | C | D | 475,179 | $0.00 | 0 | I See Footnote | — · — to — | 475,179 Common Stock | (F2) See Exhibit 99.1. (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. |
| 11 | Derivative | Series A Convertible Preferred Stock | 2021-09-27 | C | D | 749,298 | $0.00 | 0 | I See Footnote | — · — to — | 749,298 Common Stock | (F2) See Exhibit 99.1. (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. |
| 12 | Derivative | Series Seed Convertible Preferred Stock | 2021-09-27 | C | D | 38,895 | $0.00 | 0 | I See Footnote | — · — to — | 35,895 Common Stock | (F2) See Exhibit 99.1. (F1) Each share of the issuer's Series Seed, Series Seed Prime, Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock automatically converted into one (1) share of the issuer's Common Stock on September 27, 2021 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-259167) under the Securities Act of 1933, as amended, and had no expiration date. |