Form 4 for TMQ Trilogy Metals Inc.
Accepted 2021-10-15 00:00:00 ET · period of report 2021-10-14 · accession 0001567619-21-018372 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-15 | 2021-10-14+ | TMQ | Sanders Elaine | VP, CFO | S - Sale+OE | $2.13 | -200.0K | 1.48M | -12% | -$425.5K |
| DM | 2021-10-15 | 2021-10-14+ | TMQ | Sanders Elaine | VP, CFO | M - OptEx | $0.57 | +200.0K | 1.55M | +15% | +$114.0K |
| DM | 2021-10-15 | 2021-10-14+ | TMQ | Sanders Elaine | VP, CFO | M - OptEx | $0.00 | -200.0K | 75.0K | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-10-14 | S | D | 25,000 | $2.00 | 1,576,874 | D | — | — | |
| 2 | Common | Common Shares | 2021-10-14 | M | A | 125,000 | $0.57 | 1,601,874 | D | — | — | (F1) Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2372 = US$1.00. |
| 3 | Common | Common Shares | 2021-10-15 | S | D | 50,000 | $2.21 | 1,476,874 | D | — | — | |
| 4 | Common | Common Shares | 2021-10-15 | S | D | 25,000 | $2.20 | 1,526,874 | D | — | — | |
| 5 | Common | Common Shares | 2021-10-15 | M | A | 75,000 | $0.57 | 1,551,874 | D | — | — | (F1) Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2372 = US$1.00. |
| 6 | Common | Common Shares | 2021-10-14 | S | D | 100,000 | $2.10 | 1,476,874 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-15 | M | D | 75,000 | $0.00 | 0 | D | $0.57 · — to 2021-12-14 | 75,000 Common Shares | (F1) Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2372 = US$1.00. (F2) The options were granted on 12/15/2016 and vested in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-14 | M | D | 125,000 | $0.00 | 75,000 | D | $0.57 · — to 2021-12-14 | 125,000 Common Shares | (F1) Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2372 = US$1.00. (F2) The options were granted on 12/15/2016 and vested in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. |