Form 4 for PENG Penguin Solutions, Inc.
Accepted 2021-10-18 00:00:00 ET · period of report 2021-10-14 · accession 0001567619-21-018420 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-10-18 | 2021-10-14+ | PENG | PATEL MUKESH | Dir | S - Sale | $52.17 | -97.0K | 106.6K | -48% | -$5.06M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-10-18 | S | D | 19,773 | $51.09 | 66,839 | I Held through Invati Capital LLC | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $51.00 to $51.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Ordinary Shares | 2021-10-18 | S | D | 7,186 | $52.03 | 59,653 | I Held through Invati Capital LLC | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $52.00 to $52.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Ordinary Shares | 2021-10-15 | S | D | 10,443 | $53.56 | 86,612 | I Held through Invati Capital LLC | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $53.50 to $53.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Ordinary Shares | 2021-10-14 | S | D | 9,557 | $54.01 | 97,055 | I Held through Invati Capital LLC | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $54.00 to $54.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Ordinary Shares | 2021-10-14 | S | D | 50,000 | $51.97 | 106,612 | I Held through Invati Capital LLC | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $51.85 to $52.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |