Form 4 for PENG Penguin Solutions, Inc.
Accepted 2021-10-22 00:00:00 ET · period of report 2021-10-20 · accession 0001567619-21-018624 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-10-22 | 2021-09-27 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | A - Grant | $0.00 | +12.0K | 102.4K | +13% | $0 | |
| 2021-10-22 | 2021-10-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | F - Tax | $51.94 | -3,966 | 106.1K | -4% | -$206.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-09-27 | A | A | 12,000 | $0.00 | 102,409 | D | — | — | (F1) Reflects an RSU award that vested as to 33% on October 20, 2021, and the remaining shares will vest semi-annually over the next two years. (F2) These 12,000 RSUs did not begin vesting until October 20, 2021. However, they were inadvertently omitted from the total amount of securities beneficially owned as reported in Column 5 of the Forms 4 filed by the reporting person on October 5, 2021 and October 7, 2021. |
| 2 | Common | Ordinary Shares | 2021-10-20 | F | D | 3,966 | $51.94 | 106,135 | D | — | — | (F3) Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. |