Form 4 for RM Regional Management Corp.
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-10 · accession 0001567619-21-020093 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-12 | 2021-11-10+ | RM | BASSWOOD FINANCIAL FUND, L.P. | Dir, 10%, Dir-by-Deputization | S - Sale | $60.79 | -209.0K | 40.3K | -84% | -$12.70M |
| I | 2021-11-12 | 2021-11-10 | RM | BASSWOOD FINANCIAL FUND, L.P. | Dir, 10%, Dir-by-Deputization | P - Purchase | $60.82 | +195.6K | 928.7K | +27% | +$11.89M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-10 | S | D | 12,851 | $60.80 | 202,830 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 2 | Common | Common Stock | 2021-11-10 | S | D | 471 | $60.80 | 3,655 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F4) See Exhibit 99.1 |
| 3 | Common | Common Stock | 2021-11-10 | S | D | 5,200 | $60.80 | 79,052 | I See footnotes | — | — | (F5) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 4 | Common | Common Stock | 2021-11-11 | S | D | 7,235 | $60.51 | 921,470 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F2) See Exhibit 99.1 |
| 5 | Common | Common Stock | 2021-11-11 | S | D | 516 | $60.51 | 202,314 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 6 | Common | Common Stock | 2021-11-11 | S | D | 19 | $60.51 | 3,636 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F4) See Exhibit 99.1 |
| 7 | Common | Common Stock | 2021-11-11 | S | D | 209 | $60.51 | 78,843 | I See footnotes | — | — | (F5) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 8 | Common | Common Stock | 2021-11-11 | S | D | 88 | $60.51 | 40,229 | I See footnotes | — | — | (F6) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 9 | Common | Common Stock | 2021-11-10 | P | A | 195,577 | $60.82 | 928,705 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F2) See Exhibit 99.1 |
| 10 | Common | Common Stock, par value $0.10 per share ("Common Stock") | 2021-11-10 | S | D | 180,198 | $60.80 | 733,128 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F2) See Exhibit 99.1 |
| 11 | Common | Common Stock | 2021-11-10 | S | D | 2,188 | $60.80 | 40,317 | I See footnotes | — | — | (F6) See Exhibit 99.1 (F1) See Exhibit 99.1 |