Form 4 for ANNX Annexon, Inc.
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-11 · accession 0001567619-21-020520 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-15 | 2021-11-11 | ANNX | Love Douglas | Pres, CEO, Dir | M - OptEx | $1.54 | +100.9K | 70.9K | New | +$155.5K |
| DM | 2021-11-15 | 2021-11-11 | ANNX | Love Douglas | Pres, CEO, Dir | M - OptEx | $0.00 | -100.9K | 114.4K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-11 | M | A | 30,000 | $1.85 | 100,942 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-11 | M | A | 70,942 | $1.41 | 70,942 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-11-11 | M | D | 70,942 | $0.00 | 0 | D | $1.41 · — to 2025-01-22 | 70,942 Common Stock | (F1) The shares subject to the option are fully vested and exercisable. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-11-11 | M | D | 30,000 | $0.00 | 114,449 | D | $1.85 · — to 2026-08-11 | 30,000 Common Stock | (F1) The shares subject to the option are fully vested and exercisable. |