Form 4 for TRST TRUSTCO BANK CORP N Y
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001567619-21-020811 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-19 | 2021-11-17 | TRST | LUCARELLI LISA M | Dir | M - OptEx | $0.00 | +635 | 2,688 | +31% | $0 |
| D | 2021-11-19 | 2021-11-17 | TRST | LUCARELLI LISA M | Dir | D - Sale to Iss | $33.85 | -635 | 2,053 | -24% | -$21.5K |
| D | 2021-11-19 | 2021-11-17 | TRST | LUCARELLI LISA M | Dir | M - OptEx | $0.00 | -635 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-11-17 | M | A | 635 | $0.00 | 2,688 | D | — | — | (F3) The restricted stock units "vested" in whole November 17, 2021 and were settled in cash. (F1) Reflects cash settlement of 635 restricted stock units that settled only for cash. (F2) Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. (F4) On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. |
| 2 | Common | COMMON STOCK | 2021-11-17 | D | D | 635 | $33.85 | 2,053 | D | — | — | (F3) The restricted stock units "vested" in whole November 17, 2021 and were settled in cash. (F1) Reflects cash settlement of 635 restricted stock units that settled only for cash. (F4) On May 28, 2021 the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. |
| 3 | Derivative | RESTRICTED STOCK UNIT | 2021-11-17 | M | D | 635 | $0.00 | 0 | D | $0.00 · — to — | 635 COMMON STOCK | (F2) Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. (F3) The restricted stock units "vested" in whole November 17, 2021 and were settled in cash. |