Form 4 for AIP Arteris, Inc.
Accepted 2021-11-19 00:00:00 ET · period of report 2021-10-29 · accession 0001567619-21-020897 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-19 | 2021-10-29 | AIP | JANAC K CHARLES | Pres, CEO, Dir | C - Cnv Deriv | — | +413.2K | 77.3K | New | — |
| DMI | 2021-11-19 | 2021-10-29 | AIP | JANAC K CHARLES | Pres, CEO, Dir | C - Cnv Deriv | $0.00 | +413.2K | 335.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-29 | C | A | 335,891 | — | 10,335,891 | I By Arteris IP, LLC | — | — | (F1) Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date. (F2) The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC. |
| 2 | Common | Common Stock | 2021-10-29 | C | A | 77,286 | — | 77,286 | I By the Janac Trust | — | — | (F1) Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
| 3 | Derivative | Series A Preferred Stock | 2021-10-29 | C | A | 77,286 | $0.00 | 77,286 | I By the Janac Trust | — · — to — | 77,286 Common Stock | (F1) Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date. |
| 4 | Derivative | Series A Preferred Stock | 2021-10-29 | C | A | 335,891 | $0.00 | 335,891 | I By Arteris IP, LLC | — · — to — | 335,891 Common Stock | (F2) The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC. (F1) Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date. |