Form 4 for WSBF Waterstone Financial, Inc.
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-19 · accession 0001567619-21-021018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-11-19+ | WSBF | Dalum Thomas E | Dir | S - Sale+OE | $21.59 | -14.2K | 73.3K | -16% | -$306.3K |
| DM | 2021-11-23 | 2021-11-19+ | WSBF | Dalum Thomas E | Dir | M - OptEx | $12.75 | +19.9K | 73.8K | +37% | +$254.1K |
| DM | 2021-11-23 | 2021-11-19+ | WSBF | Dalum Thomas E | Dir | M - OptEx | $0.00 | -19.9K | 80.1K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | S | D | 20 | $21.67 | 73,280 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-22 | S | D | 380 | $21.68 | 72,900 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-22 | S | D | 100 | $21.69 | 72,800 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-22 | S | D | 200 | $21.70 | 72,600 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-22 | S | D | 600 | $21.71 | 72,000 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-22 | S | D | 100 | $21.72 | 71,900 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-22 | S | D | 200 | $21.73 | 71,700 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-22 | S | D | 420 | $21.74 | 71,280 | D | — | — | |
| 9 | Common | Common Stock | 2021-11-22 | S | D | 280 | $21.75 | 71,000 | D | — | — | |
| 10 | Common | Common Stock | 2021-11-22 | S | D | 449 | $21.75 | 70,551 | D | — | — | |
| 11 | Common | Common Stock | 2021-11-22 | S | D | 1,180 | $21.76 | 69,371 | D | — | — | |
| 12 | Common | Common Stock | 2021-11-22 | S | D | 100 | $21.77 | 69,271 | D | — | — | |
| 13 | Common | Common Stock | 2021-11-19 | M | A | 9,658 | $12.75 | 73,189 | D | — | — | |
| 14 | Common | Common Stock | 2021-11-19 | S | D | 2,000 | $21.50 | 71,189 | D | — | — | |
| 15 | Common | Common Stock | 2021-11-19 | S | D | 359 | $21.51 | 70,830 | D | — | — | |
| 16 | Common | Common Stock | 2021-11-19 | S | D | 260 | $21.51 | 70,570 | D | — | — | |
| 17 | Common | Common Stock | 2021-11-19 | S | D | 81 | $21.52 | 70,489 | D | — | — | |
| 18 | Common | Common Stock | 2021-11-19 | S | D | 2,861 | $21.52 | 67,628 | D | — | — | |
| 19 | Common | Common Stock | 2021-11-19 | S | D | 1,585 | $21.53 | 66,043 | D | — | — | |
| 20 | Common | Common Stock | 2021-11-19 | S | D | 179 | $21.54 | 65,864 | D | — | — | |
| 21 | Common | Common Stock | 2021-11-19 | S | D | 1,441 | $21.54 | 64,423 | D | — | — | |
| 22 | Common | Common Stock | 2021-11-19 | S | D | 170 | $21.55 | 64,253 | D | — | — | |
| 23 | Common | Common Stock | 2021-11-19 | S | D | 447 | $21.56 | 63,806 | D | — | — | |
| 24 | Common | Common Stock | 2021-11-19 | S | D | 275 | $21.57 | 63,531 | D | — | — | |
| 25 | Common | Common Stock | 2021-11-22 | M | A | 10,270 | $12.75 | 73,801 | D | — | — | |
| 26 | Common | Common Stock | 2021-11-22 | S | D | 1 | $21.64 | 73,800 | D | — | — | |
| 27 | Common | Common Stock | 2021-11-22 | S | D | 200 | $21.65 | 73,600 | D | — | — | |
| 28 | Common | Common Stock | 2021-11-22 | S | D | 300 | $21.65 | 73,300 | D | — | — | |
| 29 | Derivative | Stock Options | 2021-11-19 | M | D | 9,658 | $0.00 | 90,342 | D | $12.75 · 2016-03-04 to 2025-03-04 | 9,658 Common Stock | |
| 30 | Derivative | Stock Options | 2021-11-22 | M | D | 10,270 | $0.00 | 80,072 | D | $12.75 · 2016-03-04 to 2025-03-04 | 10,270 Common Stock |