Form 4 for TRST TRUSTCO BANK CORP N Y
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-19 · accession 0001567619-21-021041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-11-19 | TRST | MCCORMICK ROBERT J | COB, Pres, CEO, Dir | D - Sale to Iss | $33.40 | -3,939 | 233.6K | -2% | -$131.6K |
| DM | 2021-11-23 | 2021-11-19 | TRST | MCCORMICK ROBERT J | COB, Pres, CEO, Dir | M - OptEx | $0.00 | +3,939 | 235.3K | +2% | $0 |
| DM | 2021-11-23 | 2021-11-19 | TRST | MCCORMICK ROBERT J | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -3,939 | 2,200 | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-11-19 | D | D | 1,740 | $33.40 | 233,550 | D | — | — | (F5) One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash. (F4) Reflects cash settlement of 1,740 restricted stock units that settled only for cash. |
| 2 | Common | COMMON STOCK | 2021-11-19 | D | D | 2,199 | $33.40 | 233,550 | D | — | — | (F3) One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash. (F1) Reflects cash settlement of 2,199 restricted stock units that settled only for cash. |
| 3 | Common | COMMON STOCK | 2021-11-19 | M | A | 2,199 | $0.00 | 235,749 | D | — | — | (F3) One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash. (F1) Reflects cash settlement of 2,199 restricted stock units that settled only for cash. (F2) Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. |
| 4 | Common | COMMON STOCK | 2021-11-19 | M | A | 1,740 | $0.00 | 235,290 | D | — | — | (F5) One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash. (F4) Reflects cash settlement of 1,740 restricted stock units that settled only for cash. (F2) Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. |
| 5 | Derivative | RESTRICTED STOCK UNIT | 2021-11-19 | M | D | 1,740 | $0.00 | 0 | D | $0.00 · — to — | 1,740 COMMON STOCK | (F2) Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. (F5) One third of the restricted stock units awarded November 20, 2018 "vested" on November 19, 2021 and were settled in cash. |
| 6 | Derivative | RESTRICTED STOCK UNIT | 2021-11-19 | M | D | 2,199 | $0.00 | 2,200 | D | $0.00 · — to — | 2,199 COMMON STOCK | (F2) Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. (F3) One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2021 and were settled in cash. |