Form 4 for RM Regional Management Corp.
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-22 · accession 0001567619-21-021176 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-24 | 2021-11-22+ | RM | BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Dir, 10%, Dir-by-Deputization | S - Sale | $63.69 | -79.5K | 3,381 | -96% | -$5.06M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | S | D | 3,966 | $63.48 | 188,260 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 2 | Common | Common Stock | 2021-11-22 | S | D | 179 | $64.49 | 3,457 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F4) See Exhibit 99.1 |
| 3 | Common | Common Stock | 2021-11-23 | S | D | 995 | $62.30 | 36,247 | I See footnotes | — | — | (F6) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 4 | Common | Common Stock | 2021-11-22 | S | D | 4,059 | $64.49 | 74,784 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F5) See Exhibit 99.1 |
| 5 | Common | Common Stock | 2021-11-22 | S | D | 1,538 | $63.48 | 73,246 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F5) See Exhibit 99.1 |
| 6 | Common | Common Stock | 2021-11-22 | S | D | 2,178 | $64.49 | 38,051 | I See footnotes | — | — | (F6) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 7 | Common | Common Stock | 2021-11-22 | S | D | 809 | $63.48 | 37,242 | I See footnotes | — | — | (F6) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 8 | Common | Common Stock | 2021-11-23 | S | D | 13,298 | $62.30 | 872,706 | I See footnotes | — | — | (F2) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 9 | Common | Common Stock | 2021-11-23 | S | D | 4,874 | $62.30 | 183,386 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 10 | Common | Common Stock | 2021-11-23 | S | D | 93 | $62.30 | 3,288 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F4) See Exhibit 99.1 |
| 11 | Common | Common Stock | 2021-11-23 | S | D | 1,890 | $62.30 | 71,356 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F5) See Exhibit 99.1 |
| 12 | Common | Common Stock | 2021-11-22 | S | D | 10,088 | $64.49 | 192,226 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 13 | Common | Common Stock | 2021-11-22 | S | D | 10,817 | $63.48 | 886,004 | I See footnotes | — | — | (F2) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 14 | Common | Common Stock, par value $0.10 per share ("Common Stock") | 2021-11-22 | S | D | 24,649 | $64.49 | 896,821 | I See footnotes | — | — | (F2) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 15 | Common | Common Stock | 2021-11-22 | S | D | 76 | $63.48 | 3,381 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F4) See Exhibit 99.1 |