Form 4 for TXG 10x Genomics, Inc.
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001567619-21-021615 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-03 | 2021-12-01 | TXG | Hindson Benjamin J. | See Remarks, Dir | M - OptEx | $15.14 | +41.7K | 88.4K | +89% | +$630.8K |
| DM | 2021-12-03 | 2021-12-01 | TXG | Hindson Benjamin J. | See Remarks, Dir | S - Sale+OE | $148.08 | -41.7K | 56.5K | -42% | -$6.17M |
| DM | 2021-12-03 | 2021-12-01 | TXG | Hindson Benjamin J. | See Remarks, Dir | M - OptEx | $0.00 | -41.7K | 133.2K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-01 | M | A | 3,646 | $5.04 | 50,412 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-01 | M | A | 35,232 | $11.48 | 85,644 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-12-01 | M | A | 2,788 | $74.58 | 88,432 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-12-01 | S | D | 5,400 | $145.66 | 83,032 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $145.05 to $145.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 5 | Common | Class A Common Stock | 2021-12-01 | S | D | 5,369 | $146.53 | 77,663 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $146.095 to $146.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Common | Class A Common Stock | 2021-12-01 | S | D | 13,561 | $147.65 | 64,102 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $147.03 to $147.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 7 | Common | Class A Common Stock | 2021-12-01 | S | D | 200 | $155.55 | 46,766 | D | — | — | |
| 8 | Common | Class A Common Stock | 2021-12-01 | S | D | 4,849 | $149.46 | 51,682 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $149.065 to $149.995. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 9 | Common | Class A Common Stock | 2021-12-01 | S | D | 1,816 | $150.66 | 49,866 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $150.12 to $151.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 10 | Common | Class A Common Stock | 2021-12-01 | S | D | 2,100 | $151.46 | 47,766 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $151.14 to $152.065. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 11 | Common | Class A Common Stock | 2021-12-01 | S | D | 100 | $152.25 | 47,666 | D | — | — | |
| 12 | Common | Class A Common Stock | 2021-12-01 | S | D | 700 | $153.91 | 46,966 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $153.665 to $154.08. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 13 | Common | Class A Common Stock | 2021-12-01 | S | D | 7,571 | $148.42 | 56,531 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $148.03 to $148.995. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 14 | Derivative | Stock Option (right to buy) | 2021-12-01 | M | D | 3,646 | $0.00 | 47,238 | D | $5.04 · — to 2028-11-02 | 3,646 Class A Common Stock | (F10) This option, originally for 175,000 shares, of which 127,762 shares have been exercised, vested as to 1/48th of the shares on October 1, 2018 and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
| 15 | Derivative | Stock Option (right to buy) | 2021-12-01 | M | D | 35,232 | $0.00 | 33,334 | D | $11.48 · — to 2029-05-10 | 35,232 Class A Common Stock | (F11) This option, originally for 100,000 shares, of which 66,666 shares have been exercised, vested as to 1/48th of the shares on May 1, 2019 and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
| 16 | Derivative | Stock Option (right to buy) | 2021-12-01 | M | D | 2,788 | $0.00 | 133,212 | D | $74.58 · — to 2030-04-21 | 2,788 Class A Common Stock | (F12) This option, originally for 136,000 shares, of which 2,788 shares have been exercised, vested as to 1/48th of the shares on May 1, 2020 and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |