Form 4 for ATH-PA Athene Holding Ltd.
Accepted 2021-12-28 00:00:00 ET · period of report 2021-12-23 · accession 0001567619-21-022584 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-28 | 2021-12-23 | ATH-PA | Golden John Leonard | EVP, GC | M - OptEx | — | +5,064 | 40.9K | +14% | — |
| D | 2021-12-28 | 2021-12-23 | ATH-PA | Golden John Leonard | EVP, GC | F - Tax | $78.71 | -2,497 | 41.7K | -6% | -$196.5K |
| DM | 2021-12-28 | 2021-12-23 | ATH-PA | Golden John Leonard | EVP, GC | M - OptEx | $0.00 | -5,064 | 1,509 | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Shares | 2021-12-23 | M | A | 1,509 | — | 42,456 | D | — | — | (F4) This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. |
| 2 | Common | Class A Common Shares | 2021-12-23 | M | A | 1,787 | — | 44,243 | D | — | — | (F4) This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. |
| 3 | Common | Class A Common Shares | 2021-12-23 | F | D | 2,497 | $78.71 | 41,746 | D | — | — | (F5) This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. |
| 4 | Common | Class A Common Shares | 2021-12-23 | M | A | 1,768 | — | 40,947 | D | — | — | (F4) This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Units | 2021-12-23 | M | D | 1,768 | $0.00 | 0 | D | — · — to — | 1,768 Class A Common Shares | (F4) This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. (F1) Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2019 vesting start date. The vesting of the 1,768 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,604 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. |
| 6 | Derivative | Restricted Stock Units | 2021-12-23 | M | D | 1,787 | $0.00 | 3,574 | D | — · — to — | 1,787 Class A Common Shares | (F4) This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. (F3) Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2021 vesting start date. The vesting of the 1,787 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,721 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. |
| 7 | Derivative | Restricted Stock Units | 2021-12-23 | M | D | 1,509 | $0.00 | 1,509 | D | — · — to — | 1,509 Class A Common Shares | (F4) This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. (F2) Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2020 vesting start date. The vesting of the 1,509 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 9,053 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. |