Form 4 for BTU PEABODY ENERGY CORP
Accepted 2022-01-06 00:00:00 ET · period of report 2022-01-04 · accession 0001567619-22-000761 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-06 | 2022-01-05 | BTU | Richard Paul V. | Former SVP, Chief HR Off | S - Sale | $11.74 | -11.2K | 19.3K | -37% | -$131.5K | |
| 2022-01-06 | 2022-01-04 | BTU | Richard Paul V. | Former SVP, Chief HR Off | F - Tax | $11.24 | -5,891 | 30.5K | -16% | -$66.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-05 | S | D | 11,202 | $11.74 | 19,300 | D | — | — | (F2) The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21, and amended 10/29/21. The weighted average price for this transaction is reported in the form. Full information regarding the number of shares at each price is available upon request. |
| 2 | Common | Common Stock | 2022-01-04 | F | D | 5,891 | $11.24 | 30,502 | D | — | — | (F1) The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,675 restricted stock units on January 4, 2022. |