Form 4 for IBKR Interactive Brokers

Accepted 2022-01-06 00:00:00 ET · period of report 2019-12-31 · accession 0001567619-22-000781 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-01-06	2019-12-31+	IBKR	Uhde Philip	Dir	A - Grant	$13.00	+1,924	110.5K	+2%	+$25.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A common stock	2021-12-31	A	A	315	$79.42	110,768	D	—	—	(F3) This represents an annual grant of restricted stock units under the Plan for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021. (F4) The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date. (F5) This amount includes (a) securities acquired by the Reporting Person; (b) Class A common stock attributable to vested restricted stock units that were awarded under the Plan; and (c) unvested restricted stock units that were awarded under the Plan.
2	Common	Class A common stock	2019-12-31	A	A	1,609	$0.00	110,453	D	—	—	(F1) This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest in five equal installments, beginning December 31, 2020. These shares were inadvertently excluded from Form 4 reporting. (F2) This amount includes (a) securities acquired by the Reporting Person and (b) unvested restricted stock units that were awarded under Plan.