Form 4 for TXG 10x Genomics, Inc.
Accepted 2022-01-06 00:00:00 ET · period of report 2022-01-04 · accession 0001567619-22-000817 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-06 | 2022-01-04 | TXG | Saxonov Serge | CEO, Dir | M - OptEx | $11.48 | +3,037 | 937.3K | +0.3% | +$34.9K |
| DM | 2022-01-06 | 2022-01-04 | TXG | Saxonov Serge | CEO, Dir | S - Sale+OE | $141.34 | -15.0K | 936.3K | -2% | -$2.12M |
| D | 2022-01-06 | 2022-01-04 | TXG | Saxonov Serge | CEO, Dir | M - OptEx | $0.00 | -3,037 | 45.6K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-04 | M | A | 3,037 | $11.48 | 937,255 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-01-04 | S | D | 1,400 | $144.78 | 922,755 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $144.185 to $145.15. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 3 | Common | Class A Common Stock | 2022-01-04 | S | D | 500 | $145.33 | 922,255 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $145.19 to $145.71. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 4 | Common | Class A Common Stock | 2022-01-04 | S | D | 700 | $143.11 | 924,155 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $142.99 to $143.39. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 5 | Common | Class A Common Stock | 2022-01-04 | S | D | 2,932 | $141.72 | 924,855 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $141.38 to $142.17. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Common | Class A Common Stock | 2022-01-04 | S | D | 5,368 | $140.96 | 927,787 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $140.38 to $141.375. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 7 | Common | Class A Common Stock | 2022-01-04 | S | D | 3,100 | $139.82 | 933,155 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $139.33 to $140.29. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 8 | Common | Class A Common Stock | 2022-01-04 | S | D | 1,000 | $138.86 | 936,255 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $138.29 to $139.28. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 9 | Derivative | Stock Option (right to buy) | 2022-01-04 | M | D | 3,037 | $0.00 | 45,559 | D | $11.48 · — to 2029-05-10 | 3,037 Class A Common Stock | (F11) This option, originally for 145,786 shares, of which 100,227 have been exercised, vested as to 1/48th of the shares on May 1, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |